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Are you planning to become a SEBI Registered Investment Adviser (RIA)? The NISM Series X-A: Investment Adviser (Level 1) certification in India is the first mandatory step towards becoming a licensed Investment Adviser under SEBI regulations. This course has been specially designed to help you clear the examination confidently on your very first attempt with structured learning, expert guidance, and extensive practice. The certification serves as the Level 1 requirement for investment advisers under SEBI’s framework.
India is witnessing one of the fastest-growing investment revolutions in the world. Over the last decade, millions of Indians have started investing in mutual funds, stocks, ETFs, bonds, sovereign gold bonds, REITs, and other financial products. The rise of digital investing platforms, increasing financial awareness, and government initiatives promoting financial inclusion have transformed how people across the country manage their wealth.
As more individuals participate in the financial markets, the demand for qualified and ethical investment advisers has grown significantly. Investors today are looking for professionals who can help them make informed financial decisions, manage risks, and create long-term wealth.
Complete Practice test series on Registered Investment Adviser (RIA) with based on official curriculum. Be prepare to Become a RIA.
Learn financial planning, goal setting, budgeting, debt management, loans, and Time Value of Money (TVM).
Understand the Indian economy, financial markets, regulators, stock exchanges, and securities market structure.
Study equity, debt, mutual funds, ETFs, derivatives, commodities, real estate, and other investment options.
Mutual funds, Portfolio Management Services (PMS), Alternative Investment Funds (AIFs), investment solutions.
Master risk profiling, asset allocation, portfolio construction, diversification, rebalancing, and performance evaluation.
Understand KYC, account opening, SEBI regulations, compliance, investor protection, grievance handling, and professional ethics.
Rohan Sharma (Founder Professional Training Academy)
Qualification :(ACS, CFP, CMT Coach and SEBI – Registered Research Analyst, Investment Advisor)
Specialization: Technical Analyst, Option Strategy Analyst, Portfolio Management.
Experience: 11 Years . He is Successfully running Training Academy in the Field of Financial Markets from last 11 years . Also get specialization in Equity, Commodity, Currency, Derivatives, Option strategies, Portfolio management Services & about the working in broking houses and also ascertain the requirement of corporate broking houses from their employees. He has promoted the Professional Training Academy for Best Share Market Course in Jaipur, Rajasthan to create a strong knowledge platform for individuals who are inclined towards getting an in-depth knowledge & start career in Capital Market. Now he becomes resource person of NSE, FPSB India, and Morgan International & IIBF. He also becomes member of analyst panel of Zee Business & CNBC TV Awaaz .
Every Brokerage house required analyst to help their customers in personal to take wise & viable decision making to trade in various instrument in the financial markets. Brokerage Houses business is mainly depend on analyst performance which create best return for the customers.
All financial decision making requires best trading strategy that works in all kind of markets. For maximize profits every investor require trading strategy with minimize risk involved in portfolio. Derivative analyst help customers to create most suitable trading strategy according to the condition prevail in markets.
Now a days brokers provide complete financial planning solution which includes investment, insurance, retirement planning & tax planning.They provide personalized services & solutions to their customers to fulfill their financial needs on every day basis.
Candidate is ready to become registered research analyst licensed by SEBI to provide the research & trading strategies to their customers. Candidate also represent their advises on the public domain like website or financial news channel.
Relationship manager play a vital role in the revenue generation for the organization. He is manage front end operation & directly managing customers on personal basis. A active & efficient relationship manager create brand & reputation & help organization to achieve their goals.
After attaining the necessary skill , knowledge of markets & tools & application of trading strategies in real time markets along with back testings. Candidate also offering services of personalized portfolio management services or working with the portfolio management services based companies.
We are keep close working with industry needs & customised our program accordingly
We constantly connect with the industry people and many recruiters to provide best advantage to the Technical Analysis students.
To create corporate ready students we manage to provide internship with stipend and also provide certain industry certifications by professional bodies .
Industry Expert Faculty
Faculty in Technical Analysis Course require Industry Experts which also provide industry insights and current trend and apply tools & indicators in Real time Markets.
If you aspire to build a career in financial planning, wealth management, or investment advisory, becoming a SEBI Registered Investment Adviser (RIA) is a significant step toward establishing professional credibility.
The NISM Series X-A (Level 1) certification is one of the key certification requirements prescribed under the applicable SEBI framework for individuals seeking to work in investment advisory. Along with NISM Series X-B (Level 2) and meeting other applicable eligibility requirements, it forms part of the pathway toward becoming an RIA.
An RIA is expected to provide investment advice that is aligned with a client’s financial goals, risk profile, and long-term objectives while adhering to applicable regulatory and ethical standards. As financial awareness grows across India, the demand for qualified advisory professionals continues to increase.
India’s investment landscape has expanded rapidly due to several factors:
With this rapid growth comes the need for professional guidance. Investors require advisers who understand financial products, regulations, risk management, and ethical practices. The NISM Series XA certification helps build this foundational knowledge for professionals serving India’s evolving investment ecosystem.
It is the Level 1 certification examination intended for investment advisers. Candidates seeking to meet the certification requirements for RIAs generally need to qualify both Level 1 (X-A) and Level 2 (X-B) under the applicable regulations.
Yes. Beginners with an interest in finance and investment advisory can prepare for the examination.
As a matter of fact you can watch live market trading that helps you to connect with CMT. Join a Technical Analysis Course which works on real time markets by using tools & techniques . That’ll give you behavioural understanding of real time Share market. Understanding the money management by real time trading or investment activity. As we know CMT is an MCQ Exam & ask question on application level. Create short notes of Course Content. Get PPT based Short Notes & note interpretation of tools & Techniques on technical analysis. Short Notes help you out to quick revision at the CMT exam time. CMT Books have very complicated language & course content is not properly aligned as it takes topics from various books of different writers.
So we have to take individual topics and understand concepts in simple, Concise and Clear manner. Take content from various books or websites like Investopedia or Stock Charts on Each Topic for in-depth understanding. Apply tools & techniques with the help of Technical analysis or trading software’s. Read Books twice as MCQ can be created from a single line. while study mark important topics.